Capital Market (SEBI) Consulting Services
The most relevant thing is to compete effectively or to grow in market in today frequently changing environment. Capital funding plays an important role in this context:
Getting the sustainable & survival in frequently changing environment.
Greater public visibility with possible benefits in marketing and attracting human resource.
Provides contribution towards growth of the entity, and
In its future growth vis-à-vis organic or inorganic growth
The Companies, in order to smoothen its functioning requires funds on regular basis. To raise the amount required the companies generally had two options namely:
Restructuring of Securities.
Issue of borrowed funds.
Issue of capital
The Securities and Exchange Board of India (SEBI), the Securities market regulator in India is the dominant and governed organization. It was established on April 12, 1992 in accordance with the provisions of the SEBI Act, 1992. Who regulate the capital market in India?
What Rishab Gupta & Company Offers
Rishab Gupta & Company is an esteemed SEBI Consultant based in New Delhi. We offer complete direction to the clients regarding different rules and regulations of SEBI; we work closely for BSE Limited, National Stock Exchange, Delhi and other regional Stock Exchanges. We work for many groups listed with BSE Limited and provide different services catering specific requirements. We provide the capital market services under the following categories.
FUND RAISING ADVISORY SERVICES:
We provide you the Professional Advisory services in raising Capital through both the ways by following methods:
Issue of Equity shares as Initial Public Offering (IPO)/ Further Public Offering (FPO).
Issue of Right shares.
Issue of Bonus Shares.
Preferential allotment of Equity Shares.
Issue of Sweat Equity Shares (ESOS/ESPS).
Issue of Convertible / Non convertible Debentures & Bonds.
Private Equity Placements.
Joint Venture/ Financial Collaboration.
Financial Restructuring of Securities.
Listing of Securities.
Delisting of Securities.
Takeover Code Compliances.
Stock Exchange / SEBI Regular Compliances.
Loan Syndicate from Banks / Financial Institutions.
Project Appraisal Management.
IPO’S ADVISORY SERVICES:
We provide complete support in matters related to the formation and listing of an IPO. We analyses risks, review advantages, and prepare a report that assesses a company’s investment potential and other fund raising options. Services include:
Reviewing the company’s structure and operations
Financial due diligence
Tax and legal restructuring in preparation for IPO
Meeting the requirements of the Stock Exchanges
LISTED COMPANIES ADVISORY SERVICES
Postal Ballot Assignments
AGM Proceedings and related issues
Matters concerning Managerial Remuneration under Schedule XIII
REPRESENTATIONS BEFORE THE AUTHORITIES
Securities & Exchange Board of India (SEBI)
Stock Exchanges (NSE / BSE / RSEs)
Multi-Commodity Exchanges (NCDEX, MCX etc.)
Ministry of Company Affairs (MCA)
Company Law Boards (CLB)
Regional Director (RD)
Official Liquidator (OL)
Registrar of Companies (ROC)
Reserve Bank of India (RBI)
UNDER LISTING AGREEMENT
Assisting in compliance of various Listing Clauses under the Listing Agreement.
Guiding on compliance of Clause- 49 of the Listing Agreement i.e. Corporate Governance.
Quarterly/Half-Yearly/Yearly conducting Secretarial Audit of Listed Companies for ensuring Listing/SEBI compliances.
OTHER UNDER SEBI
Assisting in filing of various forms under Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997.
Assisting in filing of various forms under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992.
Advising on various SEBI Regulations like SEBI Takeover Code, SEBI Insider Trading Regulations, SEBI (ICDR) Regulations, 2009, SEBI Portfolio Managers Regulations, SEBI Broker Regulations with respect to IPO, Public Issue, Right Issue, Bonus Issue, Preferential Allotment, QIP, Delisting Buy Back of shares, Open Offer- Takeover, Delisting, Dematerialization of Shares, Advisory on Public/Right/Bonus/ Preferential Issue, Insider Trading Compliances, Providing Advisory services for the matters relating to Security Law, SEBI Guidelines, and ICDR Regulations, Portfolio Management Services (Rules and Regulations), Matters relating to Brokers’ Registration Fee, Multiple Membership fee Consent orders and Appeals before Securities Appellate Tribunal (SAT)
Assisting in obtaining various regulatory approvals from SEBI/BSE/NSE.
Assisting in Delisting of Companies from Stock Exchanges under SEBI (Delisting of Equity Shares) Regulations, 2009.
